The Commonplace Second Amendment
(73 NYU L. Rev. 793 (1998))
The Second Amendment is widely
seen as quite unusual, because it has a justification clause as well as an
operative clause. Professor Volokh points out that this structure was actually
quite commonplace in American constitutions of the Framing era: State Bills of
Rights contained justification clauses for many of the rights they secured.
Looking at these state provisions, he suggests, can shed light on how the
similarly structured Second Amendment should be interpreted. In particular, the
provisions show that constitutional rights will often -- and for good reason --
be written in ways that are to some extent overinclusive and to some extent
underinclusive with respect to their stated justifications.
Introduction
"The Second Amendment, unusually for constitutional
provisions, contains a statement of purpose as well as a guarantee of a right
to bear arms." 1
This unusual attribute, some argue, is reason for courts to interpret the
Second Amendment quite differently than they interpret other constitutional
provisions -- perhaps to the point of reading it as having virtually no effect
on government action. 2
My modest discovery 3 is that the Second
Amendment is actually not unusual at all: Many contemporaneous state
constitutional provisions are structured similarly. Rhode Island's 1842
constitution, its first, provides
The liberty of the press being
essential to the security of freedom in a state, any person may publish his
sentiments on any subject, being responsible for the abuse of that liberty . .
. . 4
Compare this to the Second
Amendment's
A well regulated Militia, being
necessary to the security of a free State, the right of the people to keep and
bear Arms, shall not be infringed. 5
The 1784 New Hampshire
Constitution says
In criminal prosecutions, the
trial of facts in the vicinity where they happen, is so essential to the
security of the life, liberty and estate of the citizen, that no crime or
offence ought to be tried in any other county than that in which it is
committed . . . . 6
The 1780 Massachusetts
Constitution -- followed closely by the 1784 New Hampshire Constitution and the
1786 Vermont Constitution -- says
The freedom of deliberation,
speech, and debate, in either house of the legislature, is so essential to the
rights of the people, that it cannot be the foundation of any accusation or prosecution,
action or complaint, in any other court or place whatsoever. 7
I list dozens more such provisions
in the Appendix.
These provisions, I believe, shed some light on the
interpretation of the Second Amendment:
- They show that the
Second Amendment should be seen as fairly commonplace, rather than
strikingly odd.
- They rebut the claim
that a right expires when courts conclude that the justification given for
the right is no longer valid or is no longer served by the right.
- They show that operative
clauses are often both broader and narrower than their justification
clauses, thus casting doubt on the argument that the right exists only
when (in the courts' judgment) it furthers the goals identified in the
justification clause. 8
- They point to how the
two clauses might be read together, without disregarding either.
The provisions also suggest two things about interpretation
more generally. First, they remind us that the U.S. Constitution is just one of
the at least fifty-one American constitutions in force today, and one of the
dozens of constitutions that existed during the Framing era. 9 The legal academy's
understandable focus on federal matters can blind us to some important details.
Second, these provisions help show the value of testing
interpretive proposals against a politically mixed range of texts. On a topic
as incendiary as gun control, it's obviously tempting for people to reach an
interpretation based largely on their policy desires. If we want to be honest
interpreters, a broad set of test cases for our interpretive method is a good
tool for checking our political biases.
I. A Normal
Right
To begin with, so long as the Second Amendment seems
strikingly unusual -- so long as it appears to be the only provision with a
justification clause -- people will naturally wonder whether this oddity is some
sort of signal: Perhaps, for instance, the Framers were themselves so hesitant
about the right that they intentionally tried to limit its force; in any event,
they must have been telling us something, or else why would they have
written the Amendment so strangely?
The state provisions show that the Second Amendment is just
one of many constitutional provisions that happen to be structured this way,
and that the federal Bill of Rights is just one of many that contain only one
or a few justification clauses. 10 I have seen no
evidence of a correlation between the presence of a justification clause and
the provision's perceived importance. 11
These state provisions also remind us that early
constitutions were political documents as well as legal ones. They were meant
to capture people's allegiance, both in order to get the provision approved,
and to persuade future generations to adhere to it. In this context, setting
forth the justifications for a provision makes perfect rhetorical sense. This
observation doesn't dispose of the question of what legal significance should
be given to the clauses once they are enacted, but it does counsel against
viewing the presence of the clauses as something deeply portentous.
II. A
Permanent Right
Some people suggest the justification clause provides a
built-in expiration date for the right. So long as a well-regulated
militia is necessary to the security of a free state (or so long as the right
to keep and bear arms contributes to a well-regulated militia, or so long as
the militia is in fact well-regulated), the argument goes, the people have a
right to keep and bear arms; but once the circumstances change and the
necessity disappears, so does the right. 12
This reading seems at odds with the text: The Amendment
doesn't say "so long as a militia is necessary"; it says "being necessary."
Such a locution usually means the speaker is giving a justification for his
command, not limiting its duration. 13 If anything, it
might require the courts to operate on the assumption that a well-regulated
militia is necessary to the security of a free state, since that's what the
justification clause asserts. 14
But the unsoundness of the "temporary right" reading
becomes even starker when one considers the other state constitutional
provisions. Consider, for instance, the New Hampshire Venue Article:
In criminal prosecutions, the
trial of facts in the vicinity where they happen is so essential to the
security of the life, liberty and estate of the citizen, that no crime or
offence ought to be tried in any other county than that in which it is
committed . . . . 15
Today few believe that the trial
of the facts in the vicinity where they happen is essential to life, liberty,
and property. Perhaps this was so when most jurors were expected to rely on
their personal knowledge about the facts or about the characters of the
defendants and the witnesses, when travel was very difficult, or when cultural
divides were primarily geographical. 16 Today, though, it's
much more common to hear insistence on a trial being moved outside the vicinity
where the crime was committed, on the theory that jurors in the area of the
crime would be unduly inflamed against the defendant. 17 Even those who
support local trials would probably only say that local trials are helpful, not
"essential"; and even those who stress the importance of trial by
jurors who come from a demographically similar place wouldn't care much about
trial in the same county.
We wouldn't, however, interpret the "is so essential"
language in the Venue Article as meaning "so long as it is believed by
judges to be essential." Bills of Rights are born of mistrust of
government: The government is barred from prosecuting cases in another county
because of the fear that some future government may not be attentive enough to
"the security of the life, liberty, and estate of the citizen." The
provision's enactors doubtless contemplated that there'd be disagreement about
the value of local trials. 18 It seems most
likely that they mentioned the value of local trials in the constitution to
show their commitment to this position, 19 not to leave the
judiciary -- itself a branch of the government -- carte blanche to conclude
otherwise, 20 and
thus eliminate the operative clause's check on government power. 21 The
trial-in-the-county provision must remain in effect whether or not a judge
thinks it still serves the purpose; the provision was enacted by the people,
and it's up to the people, not judges, to decide whether it's obsolete. 22
Likewise, consider the Massachusetts, New Hampshire, and
Vermont Speech and Debate Articles, each of which provides that
The freedom of deliberation, speech,
and debate, in either house of the legislature, is so essential to the rights
of the people, that it cannot be the foundation of any accusation or
prosecution, action or complaint, in any other court or place whatsoever. 23
Today, many might doubt that
entirely unfettered freedom of speech in the legislature -- including, for
instance, the freedom to defame people with impunity -- is really "so
essential to the rights of the people." It may have been seen as
"essential" by people who lived in a time when speech outside the
legislature was more legally constrained than it is now, or who had lived under
a mighty undemocratic executive, a judiciary appointed by that executive, and a
legislature that was just starting to assert its prerogatives. 24 But today, even
without a Speech and Debate Article, legislators would be as free to speak
their minds as are newspaper publishers, political candidates, and so on --
probably free enough to preserve "the rights of the people." Some
might even say the rights of the people today are more jeopardized by
legislators' power to slander people or order arrests or issue subpoenas without
risk of punishment than they would be by legislators made timid by the absence
of the speech and debate privilege. 25 Even those who
disagree could probably imagine a reasonable judge taking this view.
Nonetheless, I take it courts ought not use this altered
context as a reason to nullify the Speech and Debate Articles. Bills of Rights
are meant to prevent certain kinds of governmental conduct precisely in the
face of claims that this conduct is more conducive to people's greater
happiness or even greater liberty. Courts should read the provision as (1)
declaring that, no matter what you or I might think, the enactors of the right
believed that unlimited legislative freedom of speech was indeed essential to
the rights of the people, and (2) commanding that such freedom be preserved so
long as the provision remains part of the Constitution. They ought not read it
as preserving the right only so long as a court believes the right is valuable.
26 The same should
apply to the Second Amendment.
III. A Right
Broader and Narrower Than Its Justification
Some argue the justification clause should be read as a condition
on the operative clause: The right to keep and bear arms is protected only
when it contributes to a well-regulated militia, or only when the
well-regulated militia is necessary to the security of a free State. Thus, one
commentator says, because "the Framers included a preamble to the Second
Amendment . . . [i]t is at least arguable that the only 'gun rights' protected
by the Second Amendment are those that in fact support 'the security of a free
State´ -- and that might mean none at all." 27
Again, this seems inconsistent with the text, which
contains no "only when" clause. What's more, the text itself suggests
that the operative clause is sometimes broader and sometimes narrower than its
justification. The underinclusiveness of the operative clause is
uncontroversial: The government is entitled to act in ways that are at odds
with the Amendment's justification, so long as it doesn't deprive the people of
the right to keep and bear arms. Congress has no obligation, for instance, to
properly train the militia, or to demand that it be armed. 28 Congress may even
take steps that might undercut the value of a well-regulated militia to the
security of a free state, for instance by creating a standing army. 29
The overinclusiveness of the operative clause is likewise
evident from the text. The operative clause says the right to keep and bear
arms belongs to "the people." Given that "the right of the
people" is likewise used to describe the right to petition the government,
the right to be free from unreasonable searches and seizures, and the rights to
keep and bear arms recognized in various contemporaneous state constitutions --
all individual rights that belong to each person, not just to members of the
militia -- "the people" seems to refer to people generally. 30 The justification
clause, though, refers to the militia, which has always generally included
pretty much all able-bodied men from age eighteen to forty-five 31 rather than all
people. 32 People
who aren't in the militia, such as men over forty-five, 33 or those few whose
professions have generally exempted them from militia service -- such as ship
pilots or post office employees 34 -- don't seem to
further the purpose set forth in the justification clause, but their rights are
still covered by the text of the operative clause.
Thinking about the other constitutional provisions further
reminds us that we shouldn't expect an operative provision to fit perfectly
with its justification. Let's return for a moment to the New Hampshire Venue
Article:
In criminal prosecutions, the
trial of the facts near where they happen is so essential to the security of
the life, liberty, and estate of the citizen, that no crime or offence ought to
be tried in any other county than that in which it is committed . . . . 35
The operative clause doesn't serve
the Article's purposes in every case: Some transfers from one county to another
might actually bring the trial closer to where the crime took place. Likewise,
the trial of facts in the vicinity where they happen isn't always essential to
the security of life, liberty, and estate -- for instance, if the defendant and
the witnesses are unknown to the jurors, the defendant lives as far from the
proposed alternate venue as from the county where the crime was committed, and
the proposed venue and the county where the crime was committed are
demographically similar. Still, the provision means what it says: The trial
must be in the county in which the offense took place. 36 The provision is
quite explicit about what is to be done, regardless of whether the particular
application of the provision would serve its broader purpose.
Likewise, consider the New Hampshire Ex Post Facto Article:
Retrospective laws are highly
injurious, oppressive and unjust. No such laws, therefore, should be made,
either for the decision of civil causes, or the punishment of offences. 37
One can probably imagine
situations where retrospective laws, especially civil ones, are not in fact
injurious, oppressive, and unjust (or at least not highly so). 38 Even those who
believe that all ex post facto laws are highly unjust would probably
concede that some reasonable judges could take a different view. And yet the
provision bans all ex post facto laws, not only the highly unjust ones.
These provisions, like constitutional rights provisions
more generally, don't just announce a purpose and ask courts to do whatever the
judges think fits the purpose. Their enactors could have done so -- they could
have broadly required "the trial of the facts near where they
happen," or required "the trial of facts in a way conducive to the
security of the life, liberty, and estate of the citizen," or banned
"highly injurious, oppressive and unjust" laws generally. But they instead
chose to impose much more specific constraints, constraints that are both over-
and underinclusive.
Those who enacted the Bills of Rights apparently didn't
trust courts to decide for themselves what's "conducive to the security of
the citizen" or what's "highly injurious, oppressive and
unjust," or even what's "near." They meant to constrain courts,
not to leave them with complete discretion to do justice any way they think
best. The enactors had broad ends in mind, but they chose to serve those ends
by enacting into law some particular means. 39
So it is with the Second Amendment. The Framers may have
intended the right to keep and bear arms as a means towards the end of
maintaining a well-regulated militia -- a well-trained armed citizenry 40 -- which in turn
would have been a means towards the end of ensuring the security of a free
state. But they didn't merely say that "a well-regulated Militia is
necessary to the security of a free State" 41 (as some state
constitutions said), or "Congress shall ensure that the Militia is
well-regulated," or even "Congress shall make no law interfering with
the security of a free State." Rather, they sought to further their
purposes through a very specific means. 42
Congress thus may not deprive people of the right to keep
and bear arms, even if their keeping and bearing arms in a particular instance
doesn't further the Amendment's purposes. As the other state constitutional
provisions show, there should be nothing surprising in this. When you mean to check
government authority, 43
you do this by imposing specific commands on the government, even if they
sometimes don't match your purposes perfectly, rather than by letting the
government decide how it thinks the purposes can best be served.
IV. What the
Justification Clause Might Mean
What then does the justification clause mean? It might have
a political and educational goal -- stressing to the public and government
officials the connection between an armed citizenry and freedom, 44 just as other
provisions may aim to persuade people about the desirability of "a more
perfect Union" 45
or the virtue of local trials 46 or the importance
of the liberty of the press. 47 But we still
properly expect the clause, like all constitutional provisions, to have some
legal meaning. To borrow from United States v. Miller, 48 the only
20th-century Supreme Court case that deals with the Second Amendment at any
length, it seems reasonable to say: "With obvious purpose to assure the
continuation and render possible the effectiveness of [the Militia] the
declaration and guarantee of the Second Amendment were made. It must be interpreted
and applied with that end in view." 49
I believe the justification clause may aid
construction of the operative clause but may not trump the meaning of
the operative clause: To the extent the operative clause is ambiguous, the
justification clause may inform our interpretation of it, but the justification
clause can't take away what the operative clause provides. And because we know
that operative clauses may be at times broader and at times narrower than
justification clauses, we should accept that the two clauses will sometimes
point in different directions.
This might seem like a gossamer distinction, but it's what
we would try to do with regard to the other constitutional provisions I've
mentioned above. 50
(It's also consistent with the general rules of statutory construction used in
the late 1700s and 1800s. 51) Does "no
crime or offence ought to be tried in any other county than that in which it is
committed" 52
prohibit hearings on preliminary motions -- such as challenges to the sufficiency
of an indictment -- in another county? Since the justification clause says that
"the trial of the facts in the vicinity where they happen is so
essential to the security of . . . the citizen," the term
"tried" in the operative clause should probably be read as covering
only trial of the facts, not determination of purely legal questions. 53 But I assume that
we'd reject a construction that allows a trial in another county, no matter how
close the other county might be or how irrelevant the venue might in this case
seem to preserving "the security of the life, liberty, and estate of the
citizen." Likewise, when it is said that "any person may
publish his sentiments on any subject," 54 a justification
clause stressing "the liberty of the press" can't limit the right
only to members of the institutional press.
"County" and "person" are, of course,
particularly unambiguous terms; let's consider a vaguer provision. Say that a
person is on trial for publishing books condemning private property. He claims
his speech is protected by a provision that says
The liberty of the press being
essential to the security of freedom in a state, any person may publish his
sentiments on any subject, being responsible for the abuse of that liberty . .
. . 55
The government argues that any
speech that undermines "the security of freedom in a state" is per se
an "abuse of . . . liberty," and that the speech here undermines
freedom because history shows that private property is necessary for freedom. 56
I take it that, though "abuse" is a vague term,
we'd still try to make sure that the justification clause not trump the
operative clause. We'd consider the fact that "abuse" seems to
suggest harmful use, and not merely use that's inconsistent with the liberty's
justifications; thus, we'd probably demand at least that the speech have some
substantial tendency to cause harm. We'd also consider the fact that the
operative clause is useful only if it's a meaningful constraint on government
discretion: If the government can suppress any speech that it believes in some
way undermines freedom, then this constraint disappears. 57 We'd recall that
the provision protects "the liberty of the press," and not
"conduct that supports the security of freedom in a state," and that
the operative clause can does not seem limited to speech that would directly
serve the purpose expressed in the justification clause.
The line between interpreting the operative clause in light
of the justification clause and interpreting the justification clause to trump
the operative clause is of course fairly uncertain. Many problems of statutory
construction are uncertain. But the various constitutional provisions I collect
here suggest that the line must be and can be drawn.
Let's consider a few questions raised by the Second
Amendment. Whose rights does it secure? The Second Amendment says the right is
"the right of the people"; the First, Fourth, and Ninth Amendments
use this phrase to refer to an individual right. Early Kentucky, Massachusetts,
North Carolina, Pennsylvania, and Vermont Bills of Rights speak of "the
right of the people to bear arms." 58 Since these
provisions secure rights against the state governments, they must recognize a
right belonging to someone other than the state or entities whose membership is
defined by the state -- this likewise suggests that "the right of the
people to bear arms" refers to a right of individuals.
The justification clause can't transform this rather
unambiguous term into "the right of the States" or "the right of
the militia." (Miller, in fact, never suggested that it did. 59) True, reading
"people" to refer to each person might mean that the right is
somewhat broader than the justification, but one should expect the possibility
of a mismatch between justification clauses and operative clauses: The means
chosen to serve the end will often be somewhat broader or narrower than the end
itself. But it's the means that are being made into law.
What arms may be kept and borne? Here Miller might
well have been right to consider the justification clause. Miller was indicted
for transporting a sawed-off shotgun, in violation of the National Firearms Act
of 1934. 60 There
was no evidence introduced in any proceeding that this kind of weapon was useful
to a citizen-militiaman, 61
and the Court held that such utility wasn't so well-known that it could be
judicially noticed. 62
The Court thus concluded that
[i]n the absence of any evidence
tending to show that possession or use of a [sawed-off shotgun] at this time
has some reasonable relationship to the preservation or efficiency of a well
regulated militia, we cannot say that the Second Amendment guarantees the right
to keep and bear such an instrument. 63
"[A]rms," unlike "the right of the
people," is used only once in the U.S. Constitution, and rarely in early
state constitutions. Its meaning isn't made clear by these provisions, and it's
plausible to interpret it as referring to something less than all the weapons
known to humanity. Reading "arms" as referring to weapons valuable to
people as members of the militia thus seems textually consistent with the
operative clause. It also doesn't nullify the right by making it easily
evadable by those whom it's meant to constrain.
What about a claim that, say, "to keep and bear
arms" refers only to people's keeping arms in state-run arsenals, and
bearing them while they are under the direct command of state officers? This
position seems inconsistent with the operative clause (and again Miller
did not hold this). 64
As I mentioned above, a right of the people to bear arms (or to keep and bear
arms) is present in the pre-1791 constitutions of four states; because this
right against the state government can't be at the sufferance of the state,
"the right of the people to bear arms" seems to have meant a right to
have arms even without state authorization. The Indiana, Kentucky, Missouri,
Ohio, Pennsylvania, and Vermont provisions guaranteeing the right of the people
to bear arms in "defense of themselves and the State" 65 likewise suggest
that "bearing arms" meant more than just bearing them under state
control. What's more, under the Militia Clauses, the federal government could
at any time take direct command of the militia away from the states. 66 If the right was
only a right to possess arms under the supervision of one's militia superiors
-- who might well be under federal command -- then the right would impose
little constraint on the federal government.
Referring to the lessons learned from the other
constitutional provisions won't turn interpreting the Second Amendment into a
mechanical process; no interpretive theory can promise this. But the other
provisions do show that it's possible to interpret an operative clause in light
of a justification clause without reading either out of the constitutional
text, and without incorrectly insisting on each being coextensive with the
other.
Conclusion
For better or worse, interpreting legal texts is a mushy
business. Lawyers who support a particular result on policy grounds can often
come up with an interpretation that reaches this result, and even persuade
themselves that it's the best interpretation.
At the same time, I write from the premise that
interpreting a text is not the same enterprise as reading the text to achieve
whatever policy result one prefers. Legal texts should to some extent constrain
their interpreters, and interpreters should try to subordinate their policy
views (even if they cannot ignore them entirely) to the inquiry into what the
text says. Sometimes, the interpreter must say, "Too bad, the best reading
of the text is one that produces a result I dislike, but I guess I'm stuck with
it." Interpretation means sometimes having to say you're sorry.
One way of testing one's interpretive approach -- of
distinguishing honest interpretation from mere inscription of one's own policy
preferences on the text -- is applying it to a wide array of texts of different
political valences. It's easy enough to craft an interpretive trick that
reaches the result one wants in the case for which it was crafted. But when one
tests it against other provisions, one sees more clearly whether it's a sound
interpretive method.
My modest discovery is that the Second Amendment belongs to
a large family of similarly structured constitutional provisions: They command
a certain thing while at the same time explaining their reasons. Because some
of the provisions appeal to liberals and some to conservatives, they offer a
natural test suite for any proposed interpretation of the Second Amendment. If
the interpretive method makes sense with all the provisions, that's a point in
its favor. But if it reaches the result that some may favor for the Second
Amendment only by reaching patently unsound results for the other provisions,
we should suspect that the method is flawed.
Appendix
The following roughly contemporaneous constitutional
provisions contain, like the Second Amendment, a justification clause and an
operative clause. To focus on those provisions most similar to the Second
Amendment, I have mostly limited this list to rights provisions that appear to
be possibly self-executing -- omitting the clearly purely hortatory provisions
and the clearly structural provisions -- and have somewhat arbitrarily cut off
the list at the Rhode Island Constitution of 1842 (that state's first). I have
also included Madison's original proposals for amendments to the Constitution,
and the proposals submitted by the various state ratifying conventions.
I. Free Press
The Liberty of the Press is essential to the security of
freedom in a state; it ought, therefore, to be inviolably preserved. 67
The liberty of the press being essential to the security of
freedom in a state, any person may publish his sentiments on any subject, being
responsible for the abuse of that liberty . . . . 68
[T]he freedom of the press is one of the great bulwarks of
liberty, and therefore ought never to be restrained. 69
[T]he people have a right to freedom of speech, and of
writing, and publishing their sentiments; therefore the freedom of the press
ought not to be restrained. 70
[T]he freedom of the press is one of the greatest bulwarks
of liberty and ought not to be violated. 71
[T]he freedom of the press, as one of the great bulwarks of
liberty, shall be inviolable. 72
II. Free Speech and Debate in
the Legislature
The freedom of deliberation, speech, and debate, in either
house of the legislature, is so essential to the rights of the people, that it
cannot be the foundation of any accusation or prosecution, action or complaint,
in any other court or place whatsoever. 73
III. Free Speech/Press
The free communication of thoughts and opinions is one of
the invaluable rights of man; and every citizen may freely speak, write and
print on any subject -- being responsible for the abuse of that liberty. 74
IV. Jury of the Vicinity
In criminal prosecutions, the trial of facts in the
vicinity where they happen, is so essential to the security of the life,
liberty and estate of the citizen, that no crime or offence ought to be tried
in any other county than that in which it is committed . . . . 75
V. Juror Qualifications
In order to reap the fullest advantage of the inestimable
privilege of the trial by jury, great care ought to be taken that none but
qualified persons should be appointed to serve; and such ought to be fully
compensated for their travel, time and attendance. 76
VI. Jury Trial in Civil Cases
[I]n controversies respecting property, and in suits
between man and man, the ancient trial by Jury is one of the greatest
Securities to the rights of the people, and ought to remain sacred and
inviolable. 77
[T]he trial by Jury in the extent that it obtains by the
Common Law of England is one of the greatest securities to the rights of a free
People, and ought to remain inviolate. 78
[I]n controversies respecting property, and in suits
between man and man the antient trial by jury, as hath been exercised by us and
our ancestors, from the time whereof the memory of man is not to the contrary,
is one of the greatest securities to the rights of the people, and ought to
remain sacred and inviolate. 79
In suits at common law, between man and man, the trial by
jury, as one of the best securities to the rights of the people, ought to
remain inviolate. 80
VII. Ex Post Facto
That retrospective laws, punishing acts committed before
the existence of such laws, and by them only declared penal or criminal, are
oppressive, unjust, and incompatible with liberty; wherefore, no ex post
facto law shall ever be made. 81
Retrospective laws are highly injurious, oppressive and
unjust. No such laws, therefore, should be made, either for the decision of
civil causes, or the punishment of offences. 82
VIII. Pretrial Restraints
Every man being presumed innocent, until he is pronounced
guilty by the law, no act of severity which is not necessary to secure an
accused person shall be permitted. 83
IX. Searches and Seizures
Every subject has a right to be secure from all
unreasonable searches, and seizures, of his person, his houses, his papers, and
all his possessions. All warrants, therefore, are contrary to this right, if
the cause or foundation of them be not previously supported by oath or
affirmation, and if the order in the warrant to a civil officer, to make search
in suspected places, or to arrest one or more suspected persons, or to seize
their property, be not accompanied with a special designation of the persons or
objects of search, arrest, or seizure . . . . 84
[T]he people have a right to hold themselves, their houses,
papers, and possessions free from search and seizure, and therefore warrants
without oaths or affirmations first made, affording a sufficient foundation for
them, and whereby any officer or messenger may be commanded or required to
search suspected places, or to seize any person or persons, his or their
property, not particularly described, are contrary to that right, and ought not
to be granted. 85
[E]very freeman has a right to be secure from all
unreasonable searches and siezures [sic] of his person, his papers and his
property; all warrants, therefore, to search suspected places, or sieze [sic]
any freeman, his papers or property, without information upon Oath (or
affirmation of a person religiously scrupulous of taking an oath) of legal and
sufficient cause, are grievous and oppressive . . . . 86
[E]very Freeman has a right to be secure from all
unreasonable searches and seizures of his person his papers or his property,
and therefore, that all Warrants to search suspected places or seize any
Freeman his papers or property, without information upon Oath or Affirmation of
sufficient cause, are grievous and oppressive . . . . 87
X. Slavery and Indentured
Servitude
That all men are born equally free and independent, and
have certain natural, inherent and unalienable rights; amongst which are, the
enjoying and defending life and liberty -- acquiring, possessing and protecting
property -- and pursuing and obtaining happiness and safety. Therefore, no male
person, born in this country, or brought from over sea, ought to be holden by
law to serve any person, as a servant, slave, or apprentice, after he arrives
to the age of twenty-one years; nor female, in like manner, after she arrives
to the age of eighteen years . . . . 88
XI. Hereditary Offices
No office or place whatsoever in government, shall be
hereditary -- the abilities and integrity requisite in all, not being
transmissible to posterity or relations. 89
XII. Pensions
Economy being a most essential virtue in all states,
especially in a young one; no pension shall be granted, but in consideration of
actual services, and such pensions ought to be granted with great caution, by
the legislature, and never for more than one year at a time. 90
XIII. Religious Freedom
That, as it is the duty of every man to worship God in such
manner as he thinks most acceptable to him; all persons, professing the
Christian religion, are equally entitled to protection in their religious
liberty; wherefore no person ought by any law to be molested in his person or
estate on account of his religious persuasion or profession, or for his
religious practice . . . . 91
That religion, or the duty which we owe to our Creator, and
the manner of discharging it, can be directed only by reason and conviction,
not by force or violence; and therefore all men are equally entitled to the
free exercise of religion, according to the dictates of conscience . . . . 92
And whereas we are required, by the benevolent principles
of rational liberty, not only to expel civil tyranny, but also to guard against
that spiritual oppression and intolerance wherewith the bigotry and ambition of
weak and wicked priests and princes have scourged mankind, this convention doth
further, in the name and by the authority of the good people of this State,
ordain, determine, and declare, that the free exercise and enjoyment of
religious profession and worship, without discrimination or preference, shall
forever hereafter be allowed, within this State, to all mankind: Provided,
That the liberty of conscience, hereby granted, shall not be so construed as to
excuse acts of licentiousness, or justify practices inconsistent with the peace
or safety of this State. 93
Whereas Almighty God hath created the mind free; and all
attempts to influence it by temporal punishments or burdens, or by civil
incapacitations, tend to beget habits of hypocrisy and meanness; and whereas a
principal object of our venerable ancestors, in their migration to this country
and their settlement of this state, was, as they expressed it, to hold forth a
lively experiment, that a flourishing civil state may stand and be best
maintained with full liberty in religious concernments; we, therefore, declare
that no man shall be compelled to frequent or to support any religious worship,
place, or ministry whatever, except in fulfillment of his voluntary contract;
nor enforced, restrained, molested, or burdened in body or goods; nor
disqualified from holding any office; nor otherwise suffer on account of his
religious belief; and that every man shall be free to worship God according to
the dictates of his conscience, and to profess and by argument to maintain his
opinion in matters of religion; and that the same shall in no wise diminish,
enlarge, or affect his civil capacity. 94
Although it is the duty of all men frequently to assemble
together for the public worship of the Author of the universe, and piety and
morality, on which the prosperity of communities depends, are thereby promoted;
yet no man shall or ought to be compelled to attend any religious worship, or
to contribute to the erection or support of any place of worship, or to the
maintenance of any ministry, against his own free will and consent . . . . 95
[R]eligion or the duty which we owe to our Creator, and the
manner of discharging it can be directed only by reason and conviction, not by
force or violence, and therefore all men have an equal, natural and unalienable
right to the free exercise of religion according to the dictates of conscience
. . . . 96
XIV. Proportional Punishments
All penalties shall be proportioned to the nature of the
offence, the true design of all punishment being to reform, not to exterminate,
mankind. 97
All penalties ought to be proportioned to the nature of the
offence. No wise legislature will affix the same punishment to the crimes of
theft, forgery and the like, which they do to those of murder and treason;
where the same undistinguishing severity is exerted against all offences; the
people are led to forget the real distinction in the crimes themselves, and to
commit the most flagrant with as little compunction as they do those of the
lightest dye: For the same reason a multitude of sanguinary laws is both
impolitic and unjust. The true design of all punishment being to reform, not to
exterminate, mankind. 98
XV. Poll Taxes
[T]he levying taxes by the poll is grievous and oppressive;
therefore, the legislature shall never levy a poll-tax for county or State
purposes. 99
XVI. Petition
Although disobedience to laws by a part of the people, upon
suggestions of impolicy or injustice in them, tends by immediate effect and the
influence of example, not only to endanger the public welfare and safety, but
also, in governments of a republican form, contravenes the social principles of
such governments founded on common consent for common good, yet the citizens
have a right, in an orderly manner, to meet together, and to apply to persons
intrusted with the powers of government for redress of grievances or other
proper purposes, by petition, remonstrance, or address. 100
XVII. Judicial Tenure
[T]he independency and uprightness of Judges are essential
to the impartial administration of justice, and a great security to the rights
and liberties of the people; wherefore the Chancellor and Judges ought to hold
commissions during good behaviour; and the said Chancellor and Judges shall be
removed for misbehaviour, on conviction in a court of law, and may be removed
by the Governor, upon the address of the General Assembly; Provided, That
two-thirds of all the members of each House concur in such address. 101
It is essential to the preservation of the rights of every
individual, his life, liberty, property, and character, that there be an
impartial interpretation of the laws, and administration of justice. It is the
right of every citizen to be tried by judges as free, impartial, and
independent as the lot of humanity will admit. It is therefore, not only the
best policy, but for the security of the rights of the people, and of every
citizen, that the judges of the supreme judicial court should hold their
offices as long as they behave themselves well; and that they should have
honorable salaries ascertained and established by standing laws. 102
XVIII. Monopolies
That monopolies are odious, contrary to the spirit of a
free government, and the principles of commerce; and ought not to be suffered.
*
Acting Professor of Law, University of California, Los Angeles. B.S., 1983;
J.D., 1992, University of California, Los Angeles. Many thanks to Evan
Caminker, Stephen Gardbaum, C.B. Kates, Kenneth Karst, Kenneth Klee, David
Kopel, Nelson Lund, Dan Polsby, Scot Powe, Glenn Harlan Reynolds, David
Sklansky, Jonathan Varat, and Adrian Vermeule for their helpful comments.
Unless otherwise noted, all historical constitutional provisions cited here are
taken from The Federal and State Constitutions, Colonial Charters, and Other
Organic Laws (Francis Newton Thorpe ed., 1909).
1.
Geoffrey R. Stone, Louis M. Seidman, Cass R. Sunstein & Mark V. Tushnet,
Constitutional Law Supp. 53-54 (3rd ed., Supp. 1997). See also L. Scot Powe,
Guns, Words, and Constitutional Interpretation, 38 Wm. & Mary L. Rev. 1311,
1335 (1997) ("No other amendment has its own preface."); John Hart
Ely, Democracy and Distrust 95 (1980) ("The Second Amendment has its own
little preamble . . . . Thus here, as almost nowhere else [citing in a footnote
the Copyright and Patent Clause as the only possible exception], the framers
and ratifiers apparently . . . [chose] explicitly to legislate the goal in
terms of which the provision was to be interpreted."); Sanford Levinson,
The Embarrassing Second Amendment, 99 Yale L.J. 637, 644 (1989) ("What is
special about the Amendment is the inclusion of an opening clause -- a
preamble, if you will -- that seems to set out its purpose. No similar clause
is a part of any other Amendment . . . ."); L. Tribe, American
Constitutional Law 299 n.6 (2nd ed. 1988) (discussing "the nearly unique
inclusion of a purposive preamble [in the Second Amendment] -- the only other
such language appears in the copyright clause"); George F. Will, America's
Crisis of Gunfire, Wash. Post, Mar. 21, 1991, at A21 ("Many gun control
advocates argue that the unique 13-word preamble stipulates the amendment's
purpose in a way that severely narrows constitutional protection of gun
ownership."); Erwin Griswold, Phantom Second Amendment 'Rights', Wash.
Post, Nov. 4, 1990, at C7 ("The amendment is unique among the guarantees
of the Bill of Rights, because its purpose is clearly expressed in its text.").
2.
See, e.g., sources cited infra notes 12 & 27. But see Glenn Harlan Reynolds
& Don B. Kates, The Second Amendment and States' Rights: A Thought
Experiment, 36 Wm. & Mary L. Rev. 1737, 1765 (1995) (suggesting that if
second clause is subordinated to first, and Amendment is seen as guaranteeing
only states' rights, then Amendment might actually end up being even broader
and more frightening than under individual rights vision).
3.
I have seen no other Second Amendment discussions that cite any of the
provisions I mention here. Cf. Nelson Lund, The Past and Future of the
Individual's Right to Arms, 31 Ga. L. Rev. 1, 25 (1996) (using as thought
experiment hypothetical provision with justification clause, but never citing
to real provisions I discuss here); Powe, supra note 1 (comparing First
Amendment to Second Amendment without mentioning free speech/free press
provisions I discuss here). Others, writing about other subjects, have of
course observed that some state constitutional provisions contain justification
clauses, but to my knowledge have never drawn the connection to the Second
Amendment preamble.
My references to the Lund, Powe, and Levinson articles,
supra and supra note 1, aren't meant as general criticisms; all three are
excellent pieces.
4.
R.I. Const. art. I, § 20 (1842); see also infra note 10; infra text
accompanying note 72 (quoting Madison's original draft of federal Free Press
Clause).
5.
U.S. Const. amend. II.
6.
N.H. Const. pt. I, art. XVII (1784).
7.
Mass. Const. pt. I, art. XXI (1780); N.H. Const. pt. I, art. XXX (1784)
(substituting "action, complaint, or prosecution" for
"accusation or prosecution, action or complaint"); Vt. Const. ch. I,
art. XVI (1786) (omitting "either house of" and substituting
"can not" for "cannot").
8.
I call the clause a "justification clause" rather than a
"purpose clause" because the only thing it indicates on its face is
the drafters' justification for the right. The drafters' purpose might be
inferred from the justification, but that's a more complicated endeavor. For
instance, it's not clear whether the purpose of the Rhode Island Free Press
Clause, R.I. Const. art. I, § 20 (1842), see supra text accompanying note 4,
should be seen as preserving "the security of freedom in a state," or
preserving "the liberty of the press [in order to further] the security of
freedom in a state." If it's the former, then only part of the
justification clause -- the second half -- would be properly called the purpose
clause. Cf. U.S. Const. art. I, § 8, cl. 8 -- "The Congress shall have
Power . . . To promote the Progress of Science and useful Arts, by securing for
limited Times to Authors and Inventors the exclusive Right to their respective
Writings and Discoveries . . . ." -- in which the introductory clause
seems to be more explicitly a purpose provision.
9.
Several early states, such as Kentucky and Pennsylvania, had more than one
constitution even in the late 1700s. See, e.g., Kent. Const. (1792); Kent.
Const. (1799); Pa. Const. (1776); Pa. Const. (1790).
10.
See, e.g., N.J. Const. art. XX (1776) (barring judges and executive officials
from serving in legislature, to avoid "all suspicion of corruption");
Va. Const. Bill of Rights §§ 14, 16 (1776) (asserting that "the people
have a right to uniform government," justifying single state government,
and that "religion . . . can be directed only by reason and
conviction," justifying religious freedom). Had James Madison had his way,
the Bill of Rights would have included two more justification clauses. His
original draft of the Free Press Clause read "the freedom of the press, as
one of the great bulwarks of liberty, shall be inviolable"; his original
draft of the Civil Jury Trial Clause read "In suits at common law, between
man and man, the trial by jury, as one of the best securities to the rights of
the people, ought to remain inviolate." 1 Annals of Cong. 451, 453 (Joseph
Gales ed., 1789).
11.
I assume here that lessons from early state Bills of Rights can be valuable in
understanding the federal Bill of Rights; the provisions were written more or
less at the same time, came from the same legal culture, and were much influenced
by one another. This is certainly the Supreme Court's view. See, e.g., Harmelin
v. Michigan, 501 U.S. 957, 966 (1991) (examining Eighth Amendment in light of
contemporaneous state constitutional provisions on punishment); Taylor v.
Illinois, 484 U.S. 400, 407 & n.13 (1988) (interpreting Sixth Amendment's
Compulsory Process Clause in light of contemporaneous state constitutional
provisions on criminal defendant's right to establish elements of his case);
Marshall v. Barlow's, Inc., 436 U.S. 307, 311 (1978) (using Virginia Bill of
Rights as aid in interpreting Fourth Amendment's Warrant Clause).
12.
David C. Williams, Civic Republicanism and the Citizen Militia: The Terrifying
Second Amendment, 101 Yale L.J. 551 (1991), takes essentially this view.
Professor Williams argues that the well-regulated militia protects the security
of a free State only so long as pretty much everyone has arms, and so long as
the arms-bearers are "virtuous," id. at 554; because this is no
longer the case, he argues that the right is essentially
"meaningless" and "outdated," id. at 554-55. See also
Christopher L. Eisgruber, The Living Hand of the Past: History and
Constitutional Justice, 65 Fordham L. Rev. 1611, 1621 n.23 (1997) (suggesting
that Second Amendment's justification clause may mean that Amendment protects
only those gun rights that support state security, which today may mean no gun
rights at all). For a fuller treatment of Eisgruber's argument, see infra note
27 and accompanying text.
13.
Cf. Madison Debates of the Federal Convention, H.R. Doc. No. 69-398, at 425
(1926) ("Mr. Govr. MORRIS. Some check being necessary on the Legislature,
the question is in what hands it should be lodged."); The Federalist No.
51, at 348 (James Madison) (Jacob E. Cooke ed., 1961) ("In the
constitution of the judiciary department in particular, it might be inexpedient
to insist rigorously on the principle: first, because peculiar qualifications
being essential in the members, the primary consideration ought to be to select
that mode of choice which best secures these qualifications . . . .").
14.
See, e.g., Brannon P. Denning & Glenn Harlan Reynolds, It Takes a Militia:
A Communitarian Case for Compulsory Arms Bearing, 5 Wm. & Mary Bill Rts. J.
185, 202-03 (1996) (arguing that Second Amendment's first clause could be
interpreted to impose obligation on federal government to maintain militia).
Some suggest that the "being necessary" clause is not actually a
justification clause at all. Rather, the argument goes, the two clauses are
actually two separate provisions, one merely hortatory, praising the militia,
and another creating the right entirely independently of the militia. Some
evidence for this proposition comes from the Virginia, New York, North
Carolina, and Rhode Island proposals for the federal Bill of Rights, all of
which contained two independent clauses: "That the people have a right to
keep and bear arms; that a well regulated Militia composed of the body of the
people capable of bearing arms [or, in two proposals, 'trained to arms'] is the
proper, natural and safe defence of a free State." See infra note 32. This
argument is plausible, but ultimately to my mind not persuasive: In the Second
Amendment, the two clauses did end up connected through the "being
necessary" locution, which seems to suggest a causal relationship, even if
such a relationship wasn't visible in the original proposals.
15.
N.H. Const. pt. I, art. XVII (1784).
16.
See, e.g., United States v. Johnson, 323 U.S. 273, 275 (1944); United States v.
DiJames, 731 F.2d 758, 762 (11th Cir. 1984); 3 Joseph Story, Commentaries on
the Constitution § 1775, at 654 (1833).
17.
See, e.g., Sheppard v. Maxwell, 384 U.S. 333, 363 (1966).
18.
See, e.g., 3 Story, supra note 16, § 1775, at 655 (discussing controversy about
whether juries that are too local may seem to be prejudiced).
19.
Cf. Martin v. Hunter's Lessee, 14 U.S. (1 Wheat) 304, 347 (1816) (concluding
that "[t]he constitution has presumed (whether rightly or wrongly we do
not inquire) that . . . state prejudices . . . might [interfere with] the
regular administration of justice," and that this constitutional
commitment leads to a certain interpretation of Article III).
20.
Of course, whenever judges are called on to enforce constitutional provisions,
they will inevitably have some discretion to determine what the provisions
mean. But it's one thing to give judges the discretion to resolve textual
ambiguities, and quite another to give them the discretion to decide whether a
particular provision -- no matter how clear -- no longer makes policy sense and
should no longer be enforced.
21.
There's a hot debate in constitutional theory about original meaning, original
intention, and textual fidelity, but I don't mean to engage that debate here;
it seems to me that the points I raise here are relevant to our understanding
of how the text should be read, regardless of the particular originalist or
textualist theory to which one subscribes. (The argument to which I'm
responding -- that the Amendment should be read in a particular way because of
the presence of a certain clause -- is an originalist or textualist argument.)
22.
See, e.g., N.H. Const. pt. I, art. 17 (1978) (providing now for trial in
"county or judicial district" rather than just in county, and also
containing another exception); Opinion of the Justices, 494 A.2d 259 (N.H.
1985) (interpreting this provision). Guido Calabresi, in his notable A Common
Law for the Age of Statutes (1982), has argued that judges should indeed set
aside supposedly obsolete statutes; still, Judge Calabresi correctly doesn't
try to extend this principle (which is controversial even in the statutory
realm) to constitutional provisions. To begin with, one key argument in favor
of his proposal is that it simply "shift[s]. . . the burden of inertia,"
merely requiring the legislature to reenact the law if it wants to keep it. See
id. at 121. This argument doesn't apply when popular reenactment of the law
would require the massive supermajoritarian efforts needed to reenact a federal
constitutional amendment. More fundamentally, when the people enact a right
aimed at controlling government overreaching, we should be especially
suspicious of a branch of the government deciding that this constraint on
governmental power is now obsolete.
23.
Mass. Const. pt. I, art. XXI (1780); see also N.H. Const. pt. I, art. XXX
(1784) (substituting "action, complaint, or prosecution" for
"accusation or prosecution, action or complaint"); Vt. Const. ch. I,
art. XVI (1786) (omitting "either house of" and replacing
"cannot" with "can not").
24.
See United States v. Johnson, 383 U.S. 169, 178 (1966) (locating origins of
federal Speech and Debate Clause in "a history of conflict between the
[House of] Commons and the Tudor and Stuart monarchs during which successive
monarchs utilized the criminal and civil law to suppress and intimidate
critical legislators"); 1 Story, supra note 16, § 863, at 328 (discussing
effect of congressional privilege).
25.
See, e.g., 1 Story, supra note 16, § 863 at 328-30 (stating federal Speech and
Debate Clause gives immunity for slanders spoken in congressional speeches or
debates); Eastland v. United States Servicemen's Fund, 421 U.S. 491, 510 (1975)
(describing clause as giving Congressmen immunity for issuance of a subpoena
"'even though their conduct, if performed in other than legislative
contexts, would in itself be unconstitutional´" as a violation of the
First Amendment (quoting Doe v. McMillan, 412 U.S. 306, 312-13 (1973))); Gravel
v. United States, 408 U.S. 606, 618 (1972) (stating Congressmen can "with
impunity order an unconstitutional arrest" (discussing Kilbourn v.
Thompson, 103 U.S. 168 (1881))).
26.
One can imagine an intermediate position: A court may nullify a right when the
stated purpose is clearly and unarguably no longer applicable. This, the
argument would go, lets courts clean out the unambiguously obsolete provisions,
but doesn't let them merely substitute their own policy judgments so long as
the matter remains controversial. I'm not sure this is a sound role for courts
to play, especially since provisions that are really so obviously and
uncontroversially obsolete could readily be repealed through a conventional
amendment. In any case, this argument can't apply to the Second Amendment precisely
because there remains a great deal of controversy about whether its purposes
are indeed obsolete. Many thoughtful people still believe today what
Blackstone, Story, and Cooley believed in the 18th and 19th centuries, see
infra note 43 -- that an armed citizenry (which, as Part III, infra, points
out, is what "militia" has historically meant) is necessary to secure
a free State against oppressive government. See, e.g., Senator Hubert H.
Humphrey, Know Your Lawmakers, Guns, Feb. 1960, at 4:
Certainly one of the chief
guarantees of freedom under any government, no matter how popular and
respected, is the right of the citizens to bear arms. . . . [T]he right of the
citizens to bear arms is just one guarantee against arbitrary government and
one more safeguard against a tyranny which now appears remote in America, but
which historically has proved to be always possible.
See also Robert J. Cottrol &
Raymond T. Diamond, The Second Amendment: Toward an Afro-Americanist
Reconsideration, 80 Geo. L.J. 309, 359-61 (1991); David B. Kopel, Lethal Laws,
15 N.Y.L. Sch. J. Int'l & Comp. L. 355, 356 (1995) (reviewing Jay Simkin et
al., Lethal Laws (1994)); Levinson, supra note 1, at 656-57; Daniel D. Polsby
& Don B. Kates, Jr., Of Holocausts and Gun Control, 75 Wash. U. L.Q. 1237
(1997). See generally Randy E. Barnett & Don B. Kates, Under Fire: The New
Consensus on the Second Amendment, 45 Emory L.J. 1139, 1228-32 (1996) (giving
various reasons why armed citizenry is still useful today). Perhaps their view
is wrong, but it's clear that a court that disregards this view and simply
asserts that a well-regulated militia is no longer necessary is indeed
implementing its own policy judgments, rather than an objective, unarguable
consensus.
27.
Eisgruber, supra note 12, at 1611, 1621 n.23; see also Tribe, supra note 1, §
5-2, at 299 n.6 (arguing that purpose specified in preamble shows that the
right is limited to those activities that further "a state's ability to
have a militia"). This is also the view taken by many courts that have
confronted the matter. See, e.g., Love v. Pepersack, 47 F.3d 120, 124 (4th Cir.
1995) (concluding that right only extends to situations where a particular
person's arms ownership "preserve[s] or insure[s] the effectiveness of the
militia"); United States v. Hale, 978 F.2d 1016, 1020 (8th Cir. 1992)
(stating "the claimant of Second Amendment protection must prove that his
or her possession of the weapon was reasonably related to a well
regulated militia," and this covers only situations where claimant could
show "that he was a member of a military organization [other than the
militia itself] or that his use of the weapon was 'in preparation for a
military career´" (quoting Cases v. United States, 131 F.2d 916, 923 (1st
Cir. 1942))); United States v. Oakes, 564 F.2d 384, 387 (10th Cir. 1977)
(denying claimant's right to keep firearm even though member of registered
militia-type group because "the purpose of the second amendment as stated
. . . in United States v. Miller, [307 U.S. 174, 178 (1939)], was to preserve
the effectiveness . . . of the state militia"); United States v. Warin,
530 F.2d 103, 106-07 (6th Cir. 1976) (concluding that defendant's being subject
to enrollment in militia does not give right to own submachine gun since such a
right would have no "'reasonable relationship to the preservation . . . of
a well regulated militia´" (quoting Miller, 307 U.S. at 178));
Brown v. City of Chicago, 250 N.E.2d 129, 131 (Ill. 1969) (citing Burton v.
Sills, 248 A.2d 521, 526 (N.J. 1968), for proposition that "regulation
which does not impair the maintenance of the state's active, organized militia
is not in violation of . . . the second amendment"); State v. Skinner, 203
N.W.2d 161, 162 (Neb. 1973) (citing United States v. Synnes, 438 F.2d 764 (8th
Cir. 1971), vacated on other grounds, 404 U.S. 1009 (1972), for proposition
that "prohibiting the possession of firearms by felons does not obstruct
the maintenance of a well-regulated militia"); City of East Cleveland v.
Scales, 460 N.E.2d 1126, 1130 (Ohio Ct. App. 1983) ("Thus, the clauses of
the amendment are bound together. The right of an individual is dependent upon
a role in rendering the militia effective.").
28.
Cf. Militia Act of May 8, 1792, ch. 33, § 1, 1 Stat. 271, 271 (repealed 1903)
(requiring all able-bodied adult white male citizens from 18 to 45 to arm
themselves).
29.
See U.S. Const. art. I, § 8, cl. 12.
30.
See U.S. Const. amends. I, IV; Mass. Const. pt. I, art. XVII (1780); N.C.
Const. Decl. of Rights, art. XVII (1776); Pa. Const. Decl. of Rights, cl. XIII
(1776); Vt. Const. ch. I, art. XV (1777); see also U.S. Const. amend. IX
("The enumeration in the Constitution, of certain rights, shall not be
construed to deny or disparage others retained by the people."). The state
constitutional provisions restrain state governments, so the rights logically
have to belong to individuals rather than to states or to entities whose
membership was controlled by the state. But see Commonwealth v. Davis, 343
N.E.2d 847, 848-49 (Mass. 1976) (holding, in my view indefensibly, that right
secured by state constitution belongs only to state-organized force). Cf.,
e.g., Wilson v. State, 33 Ark. 557, 560 (1878) (treating provision worded
similarly to Massachusetts one as individual right provision, and using it to
strike down gun control measure), cited as still good law in Jones v. City of
Little Rock, 862 S.W.2d 273, 275 (Ark. 1993); Glasscock v. City of Chattanooga,
11 S.W.2d 678 (Tenn. 1928) (same); Clayton E. Cramer, For the Defense of
Themselves and the State 238 (1994) (criticizing Davis).
31.
See, e.g., Militia Act of May 8, 1792, ch. 33, § 1, 1 Stat. 271, 271 (repealed
1903) (stating "each and every free able-bodied white male citizen of the
respective states, resident therein, who is or shall be of the age of eighteen
years, and under the age of forty-five years (except as is herein after
excepted) shall . . . be enrolled in the militia"); Militia Act, 10 U.S.C.
§ 311 (1994) (defining militia to consist of "all able-bodied males at
least 17 years of age and . . . under 45 years of age [plus some re-enlisted
National Guard members up to age 64] who are, or who have made a declaration of
intention to become, citizens of the United States and of female citizens of
the United States who are members of the National Guard"); Miller,
307 U.S. at 179 ("The signification attributed to the term Militia appears
from [late 18th-century writings]. These show plainly enough that the Militia comprised
all males physically capable of acting in concert for the common
defense."). State constitutions generally have similar definitions, though
some contain slight variations. Compare Ariz. Const. art. XVI, § 1 (1910); Ark.
Const. art. XI, § 1 (1874); Ind. Const. art. XII, § 1 (1851); Iowa Const. art.
VI, § 1 (1857); Ky. Const. § 219 (1890); N.M. Const. art. XVIII, § 1 (1911);
N.D. Const. art. 13, § 188 (1889); S.C. Const. art. XIII, § 1 (1868); S.D.
Const. art. XV, § 1 (1889); Utah Const. art. XV, § 1 (1895); Wyo. Const. art.
XVII, § 1 (1889) (referring to all able-bodied male citizens, or sometimes all
able-bodied males, from 18 to 45, with other slight variations), with Kan.
Const. art. 8, § 1 (1859) (referring to all able-bodied male citizens from 21
to 45) and with Fla. Const. art. 10, § 2 (1968 revision); Ill. Const. art. XII,
§ 1 (1970); Ind. Const. art. 12, § 1 (1851) (amended 1974); and Mont. Const.
art. VI, § 13, cl. 2 (1972) (referring to all able-bodied persons or all
able-bodied persons over 17). See generally Don B. Kates, Jr., Handgun
Prohibition and the Original Meaning of the Second Amendment, 82 Mich. L. Rev.
204, 215 n.46 (1983) (stating that militia in colonial times included males
aged 15, 16, or 18 through 45, 50, or 60, depending on colony). Following the
Court's sex equality decisions, the militia now probably includes able-bodied
women in the proper age category as well as able-bodied men. See United States
v. Virginia, 518 U.S. 515 (1996) (striking down sex classification in context
of state military college); Craig v. Boren, 429 U.S. 190 (1976) (holding that
sex classifications are constitutional only if substantially related to
important state interest). But see Rostker v. Goldberg, 453 U.S. 57 (1981)
(upholding sex classification in context of draft registration law).
32.
As the original state proposals for the Second Amendment make clear, the
"well-regulated militia" refers to this very same adult male citizenry,
not to any subset. See H.R. Doc. No. 69-398, at 1030 (1927) (documenting Rhode
Island's proposed amendments to U.S. Constitution: "That the people have a
right to keep and bear arms; that a well regulated Militia composed of the body
of the people capable of bearing arms, is the proper, natural and safe defence
of a free State"); id. at 1036 (documenting New York's proposed amendments
to U.S. Constitution, in which right to bear arms amendment is identical to
Rhode Island's proposal, except for capitalization); id. at 1047 (documenting
North Carolina's proposed amendments to U.S. Constitution: "That the
people have a right to keep and bear arms; that a well regulated Militia
composed of the body of the people, trained to arms, is the proper, natural and
safe defence of a free State"; id. at 1030 (documenting Virginia's
proposed amendments to U.S. Constitution, in which right to bear arms amendment
is same as in North Carolina formulation except for comma before
"trained"); see also Va. Const. Bill of Rights § 13 (1776)
("That a well regulated militia, composed of the body of the people,
trained to arms, is the proper, natural, and safe defense of a free state . . .
."); 1 Annals of Cong. 778 (Joseph Gales ed., 1789) (quoting early House
draft of Second Amendment that said "[a] well regulated militia, composed
of the body of the people, being the best security of a free state, the right
of the people to keep and bear arms shall not be infringed . . . ."). Of
course, "composed of the body of the people" couldn't mean composed
of all the people -- women were excluded, as were the young and the old; but
the language strongly suggests that the "well-regulated militia"
referred to a major portion of the able-bodied male citizenry, rather than just
a select subgroup. Small, specially recruited groups, such as today's National
Guard, were in the late 1700s called "select militias," not
"well-regulated" ones, and were widely disliked. See Joyce L.
Malcolm, To Keep and Bear Arms: The Origins of an Anglo-American Right 148
(1994) ("Because of their long-standing prejudice against a select militia
as constituting a form of standing army liable to be skewed politically and
dangerous to liberty, every state had created a general militia.").
"Well-regulated" appears to have meant "well-disciplined"
or "well-functioning." See 13 Oxford English Dictionary 524 (2d ed.
1989) (offering definition "regulated . . . . b. Of troops: Properly
disciplined. Obs. rare [providing example from 1690] . . . .");
cf., e.g., Articles of Confederation art. VI, ¶ 4 (insisting that "every
State shall always keep up a well regulated and disciplined militia,
sufficiently armed and accoutred"); Mayor of New York v. Miln, 36 U.S. (11
Pet.) 102, 128 (1837) ("The object of all well-regulated governments is,
to promote the public good, and to secure the public safety"); Olney v.
Arnold, 3 U.S. (3 Dall.) 308, 314 (1796) (discussing "the policy of all
well-regulated, particularly of all republican governments"); The
Federalist No. 6, at 32 (Alexander Hamilton) (Jacob E. Cooke ed., 1961)
("Sparta was little better than a well regulated camp"); The
Federalist No. 83, at 567 (Alexander Hamilton) (Jacob E. Cooke ed., 1961)
("The capricious operation of so dissimilar a method of trial in the same
cases, under the same government, is of itself sufficient to indispose every
well regulated judgment towards it"). See generally Glenn Harlan Reynolds,
A Critical Guide to the Second Amendment, 62 Tenn. L. Rev. 461, 474 (1995).
33.
I stress here men over 45 because they are a clear example of people who were
uncontroversially full-fledged members of the polity, including many of its
leaders, but not members of the militia. Women, though, would probably be included
too. To my knowledge, they were seen as members of "the people" -- I
assume that the Fourth Amendment right of the people to be free from
unreasonable searches and seizures, for instance, was seen as protecting women
as well as men -- and at least one early case, Nunn v. State, 1 Ga. 243, 251
(1846), specifically stated that "the right of the people to bear
arms" includes both men and women.
34.
See, e.g., Militia Act of May 8, 1792, ch. 33, § 2, 1 Stat. 271, 272 (repealed
1903) (excluding from militia service Vice-President, judicial, executive, and
legislative officers of U.S. government, custom-house officers and clerks,
postal officers, post-office stage drivers and ferrymen, export inspectors,
pilots, and mariners employed in private sea service).
35.
N.H. Const. pt. I, art. XXVII (1784).
36.
See, e.g., State v. Jackson, 90 A. 791, 792 (N.H. 1914) (holding that
"county" means county; even if county is subdivided into districts,
jurors may come from anywhere in county).
37.
N.H. Const. pt. I, art. XXIII (1784).
38.
See, e.g., Usery v. Turner Elkhorn Mining Co., 428 U.S. 1, 18 (1976) (upholding
retroactive application of liability for black lung disease). The federal Ex
Post Facto Clauses bar only retroactive criminal laws, see Calder v.
Bull, 3 U.S. (3 Dallas) 386, 390-91 (1798), as do many contemporaneous state ex
post facto provisions, see infra note 81 and accompanying text.
39.
Frederick Schauer explains this splendidly with regard to the Court's Free
Speech Clause doctrine, in The Second-Best First Amendment, 31 Wm. & Mary
L. Rev. 1, 15-18 (1989) ("Wary . . . of the mistakes that might be made in
direct application of [the] background justifications for [freedom of speech]
the 'make no law abridging the freedom of speech´ instruction substitutes the
built-in errors of underinclusion and overinclusion for the errors . . .
attendant to a more maximally precise particularistic evaluation."); see
also Richard H. Fallon, Jr., The Supreme Court, 1996 Term -- Foreword:
Implementing the Constitution, 111 Harv. L. Rev. 54, 82 n.146 (1997) (pointing
out that "[r]ules are almost always either underinclusive or overinclusive
as measured by their background justifications," but they nonetheless make
sense when we distrust decisionmakers' ability to apply the background
justifications directly); id. at 118 ("[F]or a rule to work as a rule, it
must have some capacity . . . to bar direct appeal to its underlying
rationale.").
40.
See supra notes 31-32 and accompanying text.
41.
See, e.g., Md. Const. art. I, § 25 (1776); N.H. Const. pt. I, art. I, § 24
(1784); Va. Const. Bill of Rights § 13 (1776).
42.
See William Van Alstyne, The Second Amendment and the Personal Right to Arms,
43 Duke L.J. 1236, 1242-43 (1994).
43.
See 1 William Blackstone, Commentaries on the Laws of England *143-*144 (1765)
("The fifth and last auxiliary right of the subject . . . is that of
having arms for their defence, suitable to their condition and degree, and such
as are allowed by law . . . [which] is indeed a public allowance, under due
restrictions, of the natural right of resistance and self-preservation, when
the sanctions of society and laws are found insufficient to restrain the
violence of oppression."); Thomas Cooley, The General Principles of
Constitutional Law in the United States of America 270 (1880) ("The right
[to keep and bear arms] was meant to be a strong moral check against the
usurpation and arbitrary power of rulers, and as a necessary and efficient
means of regaining rights when temporarily overturned by usurpation.");
Joseph Story, A Familiar Exposition of the Constitution of the United States §
450, at 264 (1840) ("One of the ordinary modes, by which tyrants
accomplish their purposes without resistance, is, by disarming the people, and
making it an offence to keep arms, and by substituting a regular army in the stead
of a resort to the militia. The friends of a free government cannot be too
watchful, to overcome the dangerous tendency of the public mind to sacrifice,
for the sake of mere private convenience, this powerful check upon the designs
of ambitious men.").
44.
See Lund, supra note 3, at 35-36 (arguing that "prefatory language of the
Second Amendment conveys a rhetorical respect" for the
"traditional republican" view preferring militias over standing
armies) (citing David T. Hardy, The Second Amendment and the Historiography of
the Bill of Rights, 4 J.L. & Pol. 1, 49-50 (1987)); see also Malcolm, supra
note 32, at 154-55, 163-64 (concluding that "[t]he clause concerning the
militia was . . . intended to express the preference for a militia over a
standing army").
45.
U.S. Const. preamble. See U.S. Term Limits, Inc. v. Thornton, 514 U.S. 779, 838
(1995) (appealing to "more perfect Union" language in Preamble). Cf.
Hess v. Port Auth. Trans-Hudson Corp., 513 U.S. 30, 54 (1994) (Stevens, J.,
concurring) (appealing to Preamble's "establish Justice" language).
46.
See supra text accompanying note 35.
47.
See infra text accompanying notes 67-74.
48.
307 U.S. 174 (1939).
49.
Id. at 178. But see Lund, supra note 3, at 43-44 (arguing that Miller
viewed right's purposes too narrowly).
50.
See supra Part III.
51.
See, e.g., Joel Prentiss Bishop, Commentaries on the Written Laws and Their
Interpretation § 48 (1882) ("As showing the inducements to the act, [the
preamble] may have a decisive weight in a doubtful case. But where the body of
the statute is distinct, it will prevail over a more restricted
preamble.") (footnote omitted); Fortunatus Dwarris, A General Treatise on
Statutes 655 (1830) ("In doubtful cases, recourse may be had to the
preamble, to discover the inducements the legislature had to the making of the
statute; but where the terms of the enacting clause are clear and positive, the
preamble cannot be resorted to."); Theodore Sedgwick, A Treatise on the
Rules Which Govern the Interpretation and Application of Statutory and
Constitutional Law 55 (1857) ("[The] body of the act may even be
restrained by the preamble, when no inconsistency or contradiction results. But
it is well settled that where the intention of the Legislature is clearly
expressed in the [body], the preamble shall not restrain it, although it be of
much narrower import.") (footnote omitted); E. Fitch Smith, Commentaries
on Statute and Constitutional Law and Statutory and Constitutional Construction
§§ 562, 567, 573 (1848) (noting preambles should not alter meaning of otherwise
clear statute). Justice Story concludes that the Preamble to the Constitution
is properly resorted to, where
doubts or ambiguities arise upon the words of the enacting part, . . . [but] never
can be resorted to, to enlarge the powers confided to the general government .
. . [I]t can never amount, by implication, to an enlargement of any power
expressly given. It can never be the legitimate source of any implied power,
when otherwise withdrawn from the constitution.
1 Story, supra note 16, § 459, at
462. Story is speaking here about the explicit grants of power in Article I,
but the same should be applicable to the explicit reservation of power in the
Bill of Rights. Accord, e.g., Beard v. Rowan, 34 U.S. (9 Pet.) 301, 317 (1835);
Ware v. Hylton, 3 U.S. (3 Dall.) 199, 233 (1796) (Chase, J.); Jones v. Walker,
13 F. Cas. 1059, 1065 (C.C.D. Va. n.d.) (No. 7507) (Jay, Circuit Justice); Kent
v. Somervell, 7 G. & J. 265, 274-75 (Md. 1835); Holbrook v. Holbrook, 18
Mass. (1 Pick.) 248, 251 (1822); Jackson v. Gilchrist, 15 Johns. 88, 116 (N.Y.
1818); Seidenbender v. Charles, 4 Serg. & Rawle 151, 164-66, 172 (Pa.
1818); Salkeld v. Johnston, 66 Eng. Rep. 1004, 1008-09 (V.C. 1842); Foster v.
Banbury, 57 Eng. Rep. 915, 916 (V.C. 1829); Emanuel v. Constable, 38 Eng. Rep.
639, 640 (M.R. 1827); Lees v. Summersgill, 34 Eng. Rep. 197, 198 (M.R. 1811);
King v. Marks, 102 Eng. Rep. 557, 559 (K.B. 1802); Crespigny v. Wittenoom, 100
Eng. Rep. 1304, 1305-06 (K.B. 1792); Kinaston v. Clark, 26 Eng. Rep. 526, 527
(K.B. 1741); King v. Athos, 88 Eng. Rep. 104, 109 (K.B. 1723); Copeman v.
Gallant, 24 Eng. Rep. 404, 407 (Ch. 1716); cf. Halton v. Cove, 109 Eng. Rep.
887, 895 (K.B. 1830) (following same general rule, but seeming to lay more
stress on preamble). Nor was this interpretive canon simply makeweight: For
cases in which the court followed the text despite the seeming incongruity with
the preamble, see Kent, 7 G. & J. at 274-75; Seidenbender, 4
Serg. & Rawle at 164-66, 172; Marks, 102 Eng. Rep. at 559; Lees,
34 Eng. Rep. at 198; Athos, 88 Eng. Rep. at 109.
52.
N.H. Const. pt. I, art. XVII (1784).
53.
Cf. State v. Thompson, 20 N.H. 250, 254-55 (1850) (reaching this result on
other grounds).
54.
R.I. Const. art. I, § 20 (1842) (emphasis added).
55.
Id.
56.
I firmly believe this latter proposition, and I'd wager that many judges would
believe it, too.
57.
I assume here that the free press provision protects against more than just
prior restraints, a matter that was hotly debated in the 19th century. See
generally Case of Fries, 9 F. Cas. 826, 839-40 (C.C.D. Pa. 1799) (No. 5126)
(stating that freedom of press protects only against prior restraints); James
Madison, Report to the General Assembly of Virginia, reprinted in The
Kentucky-Virginia Resolutions and Mr. Madison's Report of 1799, at 60 (Virginia
Comm'n on Constitutional Gov't ed., 1960) (stating that freedom of press goes
beyond prior restraints); 1 St. George Tucker, Blackstone's Commentaries: With
Notes of Reference app. 18-19 (1803) (same); Respublica v. Dennie, 4 Yeates
267, 269-70 (Pa. 1805) (concluding that right protects speech which is not
"abuse of [the] liberty" against subsequent punishment, and leaving
it to jury to decide whether speech was indeed abuse); 2 Story, supra note 16,
§ 1874, at 732-33 (seeming to suggest on one hand that right protects only against
prior restraints, but on other that right extends to protection against
subsequent punishments, guaranteeing "that every man shall be at liberty
to publish what is true, with good motives and for justifiable ends");
Thomas M. Cooley, A Treatise on the Constitutional Limitations 421-22 (1868)
(arguing that "mere exemption from previous restraints cannot be all that
is secured by the [various state and federal] constitutional provisions";
essentially defining unprotected abuse as "publications [that] from their
blasphemy, obscenity, or scandalous character, may be a public offence, or as
by their falsehood and malice they may injuriously affect the standing,
reputation, or pecuniary interests of individuals").
58.
See Ky. Const. art. XII, § 23 (1792); Mass. Const. pt. I, art. XVII (1780);
N.C. Const. Decl. of Rights art. XVII (1776); Pa. Const. Decl. of Rights cl.
XIII (1776); Vt. Const. ch. I, art. XV (1777). But cf. Commonwealth v. Davis,
343 N.E.2d 847, 848-49 (Mass. 1976). See supra note 30 for discussion and
criticism of Davis.
59.
But see, e.g., Stevens v. United States, 440 F.2d 144, 149 (6th Cir. 1971)
(reading United States v. Miller, 307 U.S. 174 (1939), in my view erroneously,
to say that "the Second Amendment right 'to keep and bear Arms' applies
only to the right of the State to maintain a militia and not to the
individual's right to bear arms").
60.
See Miller, 307 U.S. at 174.
61.
See id. at 182. This absence of evidence might have been because there was
never a trial: After the trial court dismissed the indictment on Second
Amendment grounds, Miller and his codefendant Layton disappeared. See David B.
Kopel & Christopher C. Little, Communitarians, Neorepublicans, and Guns:
Assessing the Case for Firearms Prohibition, 56 Md. L. Rev. 438, 533, 535
(1997).
62.
See Miller, 307 U.S. at 178.
63.
Id.
64.
It is also inconsistent with the justification clause. See supra note 43
(quoting Blackstone, Cooley, and Story). The Second Amendment was meant to
protect against tyranny by keeping arms in private hands, not just in the hands
of state governments. All the leading late 1700s and 1800s authorities took the
view that an armed citizenry protected "the security of a free State"
by keeping its own private arms. See Cooley, supra note 43, at 298 ("The
meaning of the provision undoubtedly is, that the people, from whom the militia
must be taken, shall have the right to keep and bear arms, and they need no
permission or regulation of law for the purpose."); Story, supra note 43,
at 265 (writing specifically of "[t]he right of the citizens to keep and
bear arms"). The source for the Second Amendment -- the "right of the
subject" to have arms guaranteed by the English Bill of Rights, see
Blackstone, supra note 43, at *143-*144 -- of course referred to private possession
of arms, since there were no sovereign states in England.
65.
Ind. Const. art. I, § 20 (1816) (emphasis added); see also Ky. Const. art. XII,
§ 23 (1792) (changing spelling of "defense" to "defence");
Mo. Const. art. XIII, § 3 (1820) (using Kentucky formulation but inserting
"of" after "and"); Ohio Const. art. VIII, § 20 (1802)
(using Kentucky formulation); Pa. Const. Decl. of Rights cl. XIII (1776)
(same); Vt. Const. ch. I, art. XV (1777) (same).
66.
See U.S. Const. art. I, § 8, cl. 15 (giving Congress power "[t]o provide
for calling forth the Militia to execute the Laws of the Union, suppress
Insurrections and repel Invasions"); U.S. Const. art. I, § 8, cl. 16
(giving Congress power "[t]o provide for organizing, arming, and
disciplining, the Militia, and for governing such Part of them as may be
employed in the Service of the United States, reserving to the States respectively,
the Appointment of the Officers, and the Authority of training the Militia
according to the discipline prescribed by Congress"); cf. Reynolds &
Kates, supra note 2, at 1743-49 (suggesting that under states' right theory,
Second Amendment would have to be interpreted as substantially limiting or even
repealing Militia Clauses).
67.
N.H. Const. pt. I, art. XXII (1784); see also Mass. Const. pt. I, art. XVI
(1780) ("The liberty of the press is essential to the security of freedom
in a state it ought not, therefore, to be restricted in this
commonwealth.").
68.
R.I. Const. art. I, § 20 (1842).
69.
N.C. Const. Decl. of Rights art. XV (1776).
70.
Pa. Const. Decl. of Rights art. XII (1776).
71.
H.R. Doc. No. 69-398, at 1030 (1927) (documenting Virginia's proposed
amendments to the U.S. Constitution); see also id. at 1047 (documenting North
Carolina's proposed amendments to U.S. Constitution; following Virginia form
but capitalizing "liberty" and altering punctuation); id. at 1054
(documenting Rhode Island's proposed amendments to U.S. Constitution; following
Virginia form but replacing "the" with "that" and altering
punctuation).
72.
1 Annals of Cong. 451 (Joseph Gales ed., 1789) (documenting Madison's proposed
amendments to the U.S. Constitution).
73.
Mass. Const. pt. I, art. XXI (1780); see also N.H. Const. pt. I, art. XXX
(1784) (using Massachusetts formulation but replacing "accusation"
with "action, complaint"); Vt. Const. ch. I, art. XVI (1786) (using
Massachusetts formulation but omitting "either house of" and
replacing "cannot" with "can not").
74.
Ark. Const. art. II, § 7 (1836); see also Ill. Const. art. VIII, § 22 (1818)
(replacing semicolon and dash with comma and adding comma following
"write"); Ind. Const. art. I, § 9 (1816) (setting off "and
opinions" with commas, and following "write" with comma instead
of dash); Ky. Const. art. XII, § 7 (1792) (same as Illinois); La. Const. art. VI,
§ 21 (1812) (same as Illinois but deleting comma after "write"); Mo.
Const. art. XIII, § 16 (1820) (same as Illinois, but beginning with
"That" and with "that" before "every"); Pa.
Const. art. IX, § 7 (1790) (same as Illinois but with semicolon following
"man"); Tenn. Const. art. XI, § 19 (1796) (same).
75.
N.H. Const. pt. I, art. XVII (1784).
76.
Id. pt. I, art. XXI.
77.
H.R. Doc. No. 69-398, at 1029 (1927) (documenting Virginia's proposed
amendments to U.S. Constitution); id. at 1046 (documenting North Carolina's
proposed amendments to U.S. Constitution; same as Virginia's but with
"Jury" and "Securities" not capitalized).
78.
Id. at 1036 (documenting New York's proposed amendments to U.S. Constitution).
79.
Id. at 1054 (documenting Rhode Island's proposed amendments to U.S.
Constitution).
80.
1 Annals of Cong. 453 (Joseph Gales ed., 1789) (documenting Madison's original
proposed amendments to the U.S. Constitution).
81.
Fla. Const. art. I, § 18 (1838); see also Md. Const. Decl. of Rights art. XV
(1776) (replacing "acts" with "facts" and "shall ever
be made" with "ought to be made," and omitting "penal
or"); N.C. Const. Decl. of Rights art. XXIV (1776) (same as Maryland);
Tenn. Const. art. XI, § 11 (1796) ("That laws made for the punishment of
facts committed previous to the existence of such laws, and by them only
declared criminal, are contrary to the principles of a free government;
wherefore no ex post facto law shall be made.").
82.
N.H. Const. pt. I, art. XXIII (1784).
83.
R.I. Const. art. I, § 14 (1842).
84.
Mass. Const. pt. I, art. XIV (1780); see also N.H. Const. pt. I, art. XIX
(1784) (replacing "has" with "hath," and adding commas
following "searches," "seizures," and "oath," and
semicolon following "affirmation").
85.
Pa. Const. Decl. of Rights art. X (1776); see also Vt. Const. ch. I, art. XI
(1777) (replacing comma following "search and seizure" with semicolon
and "his, her or their" with "his or their," and inserting
comma following "warrants").
86.
H.R. Doc. No. 69-398, at 1030 (1927) (documenting Virginia's proposed
amendments to U.S. Constitution); see also id. at 1046 (documenting North
Carolina's proposed amendments to U.S. Constitution; spelling
"siezures" and "sieze" correctly; inserting "his"
between "and" and "property"; eliminating capitalization of
"Oath"; and altering punctuation).
87.
Id. at 1036 (1927) (documenting New York's proposed amendments to U.S. Constitution);
see also id. at 1054 (documenting Rhode Island's proposed amendments to U.S.
Constitution; replacing "Freeman" with "person"; spelling
"seizures" and "seize" as "seisures" and
"seise"; eliminating capitalization of "Warrants,"
"Oath," and "Affirmation"; inserting "his"
between "or" and "property"; and altering punctuation).
88.
Vt. Const. ch. I, art. I (1777).
89.
N.H. Const. pt. I, art. IX (1784).
90.
Id. pt. I, art. XXXVI.
91.
Md. Const. Decl. of Rights art. XXXIII (1776).
92.
Va. Const. Bill of Rights § 16 (1776).
93.
N.Y. Const. art. XXXVIII (1777).
94.
R.I. Const. art. I, § 3 (1842).
95.
Del. Const. art. I, § 1 (1792).
96.
H.R. Doc. No. 69-398, at 1030-31 (1927) (documenting Virginia's proposed
amendments to U.S. Constitution); see also id. at 1047 (documenting North
Carolina's proposed amendments to U.S. Constitution; identical except adding
commas after first "religion" and "it"); id. at 1053
(same).
97.
Ill. Const. art. VIII, § 14 (1818).
98.
N.H. Const. pt. I, art. XVIII (1784); see also Ohio Const. art. VIII, § 14
(1802):
All penalities shall be
proportioned to the nature of the offence. No wise legislature will affix the
same punishment to the crimes of theft, forgery, and the like, which they do to
those of murder and treason. When the same undistinguished severity is exerted
against all offences, the people are led to forget the real distinction in the
crimes themselves, and to commit the most flagrant with as little compunction
as they do the slightest offences. For the same reasons, a multitude of
sanguinary laws are both impolitic and unjust; the true design of all
punishments being to reform, not to exterminate, mankind.
99.
Ohio Const. art. VIII, § 23 (1802).
100.
Del. Const. art. I, § 16 (1792).
101.
Md. Const. Decl. of Rights art. XXX (1776).
102.
Mass. Const. pt. I, art. XXIX (1780); see also N.H. Const. pt. I, art. XXXV
(1784) (replacing "supreme" with "supreme (or superior)").
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